Latest Asx Compliance News

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Surefire Resources NL acknowledged a week-long delay in announcing CEO Dr Andrew Whitehead's resignation, citing transition uncertainties and promising tighter disclosure controls.
Maxwell Dee
Maxwell Dee
13 Apr 2026
Electro Optic Systems Holdings Limited (ASX: EOS) has responded to ASX queries confirming that non-executive director Robert Nicholson’s on-market purchase of shares complied with the company’s trading policy and ASX Listing Rules. The trade occurred prior to the public announcement of significant US defence contracts.
Victor Sage
Victor Sage
10 Apr 2026
Careteq Limited has finalised the sale of its Embedded Health Solutions subsidiary for approximately $5 million, repaid related vendor loans, and plans to concentrate on growing its HMR Referrals platform amid ongoing regulatory and compliance considerations.
Ada Torres
Ada Torres
9 Apr 2026
De.mem Limited has responded to an ASX query regarding the late lodgement of an Appendix 3Y for director Andreas Hendrik De Wit, attributing the delay to an administrative oversight. The company has outlined existing compliance protocols and introduced additional measures to prevent future lapses.
Victor Sage
Victor Sage
8 Apr 2026
Sparc Technologies Limited (ASX: SPN) attributes its recent share price increase and trading volume surge to Managing Director Nick O’Loughlin’s participation in a widely listened-to podcast, confirming no undisclosed material information and compliance with ASX Listing Rules.
Sophie Babbage
Sophie Babbage
7 Apr 2026
Earth’s Energy Limited has clarified its ASX disclosures regarding a dispute and subsequent settlement with minority shareholders over its geothermal joint venture, highlighting the evolving nature of the matter and compliance with continuous disclosure rules.
Maxwell Dee
Maxwell Dee
2 Apr 2026
Legacy Minerals Holdings has addressed recent share price volatility, confirming no undisclosed material information while awaiting key assay results from its Mascotte Prospect drilling program.
Maxwell Dee
Maxwell Dee
2 Apr 2026
Advanced Innergy Holdings Ltd has responded to ASX inquiries denying any media leak regarding its proposed $0.40 cash bid for Matrix Composites & Engineering, reaffirming its commitment to strict disclosure policies.
Victor Sage
Victor Sage
1 Apr 2026
SQX Resources has addressed an ASX compliance query regarding director Bevan Tarratt’s trading during a closed period, confirming prior board approval and an administrative disclosure error.
Maxwell Dee
Maxwell Dee
23 Mar 2026
American Tungsten and Antimony Ltd has addressed discrepancies between initial visual estimates and assay results for stibnite mineralisation at its Antimony Canyon Project, revealing challenges in distinguishing mineral types visually and outlining steps to improve reporting accuracy.
Maxwell Dee
Maxwell Dee
23 Mar 2026
Killi Resources has appointed former Fortescue CEO Nev Power as Non-Executive Chair and secured $1.4 million through a share placement led by Power and other key executives. The capital will support exploration at Mt Rawdon West and new growth initiatives.
Maxwell Dee
Maxwell Dee
23 Mar 2026
ASX Compliance has formally queried Reckon Limited regarding a late filing of a director interest notice, raising potential breaches of key listing rules. The company must respond swiftly to avoid trading disruptions.
Sophie Babbage
Sophie Babbage
20 Mar 2026