Latest Compliance News

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ASX Compliance has formally queried Reckon Limited regarding a late filing of a director interest notice, raising potential breaches of key listing rules. The company must respond swiftly to avoid trading disruptions.
Sophie Babbage
Sophie Babbage
20 Mar 2026
The Takeovers Panel has received a formal review application challenging its recent decision on Humm Group Limited, signaling potential further scrutiny of the corporate governance dispute.
Claire Turing
Claire Turing
20 Mar 2026
Klevo Rewards’ subsidiary Fly Wallet has gained multi-jurisdictional certification, paving the way for its corporate card programs across 18 international markets.
Claire Turing
Claire Turing
20 Mar 2026
Sequoia Financial Group faces a pivotal shift as HUB24 stops accepting new business from its InterPrac Financial Planning advisers, prompting a strategic transition for the company’s adviser network.
Claire Turing
Claire Turing
19 Mar 2026
Ramelius Resources has withdrawn forward-looking financial statements based on a high gold price assumption, issuing a revised investor presentation that reaffirms its strong production growth and shareholder return plans through to FY30.
Maxwell Dee
Maxwell Dee
19 Mar 2026
Merino & Co. Limited has attributed the late lodgement of director interest notices to an administrative oversight and reaffirmed its compliance measures to meet ASX disclosure rules.
Victor Sage
Victor Sage
19 Mar 2026
ADX Energy has responded to ASX inquiries about recent unusual trading activity, confirming no undisclosed information but highlighting a recent placement settlement as a possible factor.
Maxwell Dee
Maxwell Dee
19 Mar 2026
Magnetite Mines Limited’s MGTOG securities have been suspended from ASX quotation due to non-compliance with listing rules, raising questions about the company’s regulatory standing.
Maxwell Dee
Maxwell Dee
19 Mar 2026
Resouro Strategic Metals has appointed Simon Stilwell as Independent Non-Executive Chairman, with Christopher Eager stepping into the CEO role, marking a significant leadership reshuffle as the company advances its rare earths and titanium projects in Brazil.
Maxwell Dee
Maxwell Dee
19 Mar 2026
Caspin Resources has successfully completed a $6 million placement and exercised options, bolstering its position in promising Australian mineral projects focused on tin and gold.
Maxwell Dee
Maxwell Dee
19 Mar 2026
Great Dirt Resources has appointed seasoned mining executives Tim Laneyrie and Sam Brooks to its leadership team, aiming to accelerate exploration and strategic acquisitions. These moves coincide with governance changes and a new corporate address, signalling a fresh phase for the ASX-listed explorer.
Maxwell Dee
Maxwell Dee
19 Mar 2026
EBR Systems marked a pivotal transition in 2025 with FDA approval of its WiSE CRT System and the initiation of U.S. commercial implants, generating $1.6 million in revenue. Despite this progress, the company reported a net loss of $48.8 million and completed a significant capital raise to support ongoing growth.
Ada Torres
Ada Torres
19 Mar 2026