Latest Compliance News

Page 75 of 335
Alice Queen Limited (AQX) has been suspended from ASX quotation due to its failure to adequately respond to regulatory queries, raising questions about its compliance status and future trading prospects.
Victor Sage
Victor Sage
16 Jan 2026
Askari Metals has responded to an ASX query regarding an inadvertent breach of Listing Rule 10.11 after issuing securities to a related party without prior shareholder approval during a recent rights issue. The company outlines the circumstances and its planned remedial actions.
Maxwell Dee
Maxwell Dee
16 Jan 2026
Zelira Therapeutics has raised nearly US$33 million from ThirdGate Capital to advance its HOPE® 1 drug targeting autism-related Phelan-McDermid Syndrome through FDA clinical trials. This funding milestone sets the stage for pivotal regulatory progress in the US.
Ada Torres
Ada Torres
16 Jan 2026
APC Minerals Limited has raised $264,000 through a discounted top-up placement of 66 million shares, enhancing its financial capacity to pursue new and existing projects.
Maxwell Dee
Maxwell Dee
16 Jan 2026
Global Masters Fund Limited reports steady convertible note activity and a robust loan-to-value ratio of 9.36% for the December 2025 quarter, underscoring its solid financial footing.
Claire Turing
Claire Turing
15 Jan 2026
Flagship Investments Limited has confirmed stable financial metrics for its convertible notes in the December 2025 quarter, maintaining a conservative loan-to-value ratio and full compliance with regulatory requirements.
Claire Turing
Claire Turing
15 Jan 2026
ECP Emerging Growth Limited has reported steady financial health for its convertible notes, maintaining a 28.03% loan-to-value ratio and full compliance with regulatory requirements for the quarter ending December 2025.
Claire Turing
Claire Turing
15 Jan 2026
Eastern Metals Limited has responded to ASX concerns over delayed disclosure of director interest changes, attributing the lapse to end-of-year administrative challenges while affirming its compliance framework remains robust.
Maxwell Dee
Maxwell Dee
15 Jan 2026
Catalina Resources has initiated formal heritage engagement at its Beasley Creek gold project, setting the stage for future exploration in a proven Western Australian gold district.
Maxwell Dee
Maxwell Dee
15 Jan 2026
Channel Infrastructure has reported a 3.9% increase in fuel throughput for Q4 2025, marking its highest quarterly volume since import terminal operations began. Key infrastructure projects are progressing ahead of schedule, positioning the company strongly for future growth.
Maxwell Dee
Maxwell Dee
15 Jan 2026
Rand Mining reports completion of over 5,200 metres of diamond drilling at East Kundana Joint Venture, revealing promising assay results from Sadler and Golden Hind deposits without altering current resource estimates.
Maxwell Dee
Maxwell Dee
14 Jan 2026
BlackRock Investment Management (Australia) Limited has announced the Distribution Reinvestment Plan (DRP) prices for several Australian-domiciled iShares ETFs for the December 2025 distribution period, providing key details for investors opting into reinvestment.
Claire Turing
Claire Turing
14 Jan 2026