Latest Regulatory Action News

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Sunrise Energy Metals has told ASX that two December 2025 placements became proposed equity issues only after binding terms were executed and board approval obtained. The response comes after ASX questioned the timing of disclosure, the identity of the investor and sharp movements in SRL’s share price and trading volume.
Maxwell Dee
Maxwell Dee
1 Oct 2026
The Takeovers Panel has declared unacceptable circumstances at DGR Global after finding that Nicholas Mather, Paul Simpson and associated entities coordinated acquisitions that lifted their combined voting power to 45.43%. Final orders, which could determine the treatment of the transactions and voting rights, have not yet been made.
Claire Turing
Claire Turing
28 Sept 2026
Flynn Gold has lodged a prospectus for a one-for-three renounceable rights issue priced at 1.5 cents, offering shareholders a heavily discounted entry point alongside free options. The partially underwritten raise is intended to fund Golden Ridge drilling, a maiden Firetower resource estimate and working capital.
Maxwell Dee
Maxwell Dee
25 Sept 2026
Kalgoorlie Gold Mining has opened a fully underwritten 1-for-10 entitlement offer priced at 2 cents a share, targeting about A$1.1 million for exploration and working capital. The offer completes a broader A$3.4 million capital raising, but also increases the company’s share count by up to 10%.
Maxwell Dee
Maxwell Dee
24 Sept 2026
Alterity Therapeutics has arranged an underwriting deal for up to 8.4 million ATHO options, potentially raising A$4.2 million to A$7.96 million ahead of their expiry. The funds aim to support the upcoming Phase 3 trial for ATH434 in Multiple System Atrophy and bolster working capital.
Ada Torres
Ada Torres
31 Aug 2026
Telstra Group Limited posted modest revenue decline but growth in profit and earnings per share for FY26, alongside a 10.5% dividend increase and a new $1 billion share buy-back. The company advances its Connected Future 30 strategy while managing a major July network outage.
Sophie Babbage
Sophie Babbage
13 Aug 2026
The Federal Treasurer has tightened restrictions on foreign shareholders Real International Resources and Qogir Trading, blocking share disposals without prior approval and reinforcing voting bans amid ongoing compliance concerns.
Maxwell Dee
Maxwell Dee
10 Aug 2026
AuKing Mining has secured a full underwriting agreement with GBA Capital to guarantee raising approximately $9.14 million through the exercise of nearly 305 million unlisted options expiring in April 2027.
Maxwell Dee
Maxwell Dee
5 Aug 2026
Mayfield Childcare has launched a $3 million entitlement offer, fully covered by major shareholder pre-commitments and partial underwriting, to bolster working capital and support its operational turnaround amid ongoing sector challenges.
Victor Sage
Victor Sage
3 Aug 2026
The Federal Treasurer has barred three foreign shareholders from exercising voting rights in Northern Minerals due to non-compliance with mandated share divestments, intensifying regulatory oversight amid ongoing FIRB investigations.
Maxwell Dee
Maxwell Dee
14 July 2026
Resimac Group Ltd (ASX:RMC) has explained the late filing of a director’s change of interest notice as an administrative oversight and plans refresher training to reinforce compliance.
Claire Turing
Claire Turing
9 July 2026
CZR Resources (ASX:CZR) has launched a recommended all-scrip takeover bid for Zuleika Gold (ASX:ZAG), valuing the company at $44.8 million and offering a significant premium to Zuleika shareholders.
Maxwell Dee
Maxwell Dee
26 June 2026

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