Latest Regulatory Actions News

Page 1 of 4
ASX Compliance has formally queried Reckon Limited regarding a late filing of a director interest notice, raising potential breaches of key listing rules. The company must respond swiftly to avoid trading disruptions.
Sophie Babbage
Sophie Babbage
20 Mar 2026
Oncosil Medical Ltd’s OSLOE securities have been suspended from trading by the ASX due to non-compliance with listing rules, raising questions about the company’s next steps.
Ada Torres
Ada Torres
11 Mar 2026
Berkeley Energia reports promising metallurgical results from its Conchas critical minerals project in Spain while pursuing a US$1 billion arbitration over permitting delays at its Salamanca uranium project.
Maxwell Dee
Maxwell Dee
29 Jan 2026
Legacy Minerals has locked in $4 million through an underwriting agreement to ensure full exercise of its listed options, bolstering its cash reserves to $10 million for advancing exploration at Mt Carrington.
Maxwell Dee
Maxwell Dee
22 Jan 2026
Pharmaceutical manufacturer ANO has been hit with a US FDA Import Alert, joining several Australian peers amid wider regulatory tensions. The company is mobilising expert consultants and preparing a petition to lift the alert within weeks.
Victor Sage
Victor Sage
9 Jan 2026
RocketBoots Limited has responded to ASX concerns over a delayed director interest disclosure, attributing the lapse to an administrative oversight during a holdings restructure. The company affirms its compliance policies and has taken steps to prevent future delays.
Sophie Babbage
Sophie Babbage
8 Jan 2026
NT Minerals Limited has been suspended from ASX trading due to failure to meet operational requirements, raising questions about its future viability.
Maxwell Dee
Maxwell Dee
2 Jan 2026
Biotron Limited’s BITO securities have been suspended from ASX trading due to non-compliance with key listing rules, raising questions about the company’s next steps.
Ada Torres
Ada Torres
15 Dec 2025
Identitii Limited has announced a pro rata non-renounceable rights issue to raise approximately $2.88 million, partially underwritten by Beauvais Capital Pty Ltd. The funds will support the development and commercialisation of its BNDRY platform amid ongoing patent litigation risks.
Sophie Babbage
Sophie Babbage
4 Dec 2025
Sagalio Energy’s shares surged sharply on November 12, prompting ASX to demand clarity on undisclosed information and compliance with disclosure rules.
Maxwell Dee
Maxwell Dee
12 Nov 2025
LCL Resources Limited faces suspension from ASX trading due to failure to lodge a required periodic report on time, raising questions about the company’s compliance and operational transparency.
Maxwell Dee
Maxwell Dee
3 Nov 2025
Berkeley Energia reports promising lithium and rubidium recoveries from its Conchas Project in Spain, while its subsidiary pursues a $1 billion arbitration claim against Spain over regulatory hurdles at the Salamanca uranium project.
Maxwell Dee
Maxwell Dee
31 Oct 2025