Latest Regulatory Compliance News

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Latitude Group Holdings Limited has launched an offer to raise approximately $100 million through Capital Notes 2, a new series of perpetual, subordinated, unsecured convertible notes. Existing Capital Notes 1 holders are invited to reinvest in the new notes, which feature discretionary quarterly distributions and potential conversion to ordinary shares.
Claire Turing
Claire Turing
24 Mar 2026
Amaero Ltd has amended its scheme implementation deed, revising the consideration offered to option holders as it progresses with its re-domiciliation from Australia to the US. Key milestones for the transition are scheduled through mid-2026.
Victor Sage
Victor Sage
24 Mar 2026
SQX Resources has addressed an ASX compliance query regarding director Bevan Tarratt’s trading during a closed period, confirming prior board approval and an administrative disclosure error.
Maxwell Dee
Maxwell Dee
23 Mar 2026
American Tungsten and Antimony Ltd has addressed discrepancies between initial visual estimates and assay results for stibnite mineralisation at its Antimony Canyon Project, revealing challenges in distinguishing mineral types visually and outlining steps to improve reporting accuracy.
Maxwell Dee
Maxwell Dee
23 Mar 2026
Sequoia Financial Group has agreed to sell its financial planning arm InterPrac to Conquest Investment Partners for $50,000, following a strategic review that exposed significant challenges and asset write-downs.
Claire Turing
Claire Turing
23 Mar 2026
Peppermint Innovation Limited reported a $1.27 million net loss for the half-year ending December 2025 while achieving key milestones including activation of national payment rails in the Philippines and settling a statutory demand that led to an ASX trading suspension.
Claire Turing
Claire Turing
23 Mar 2026
White Cliff Minerals has initiated the restart of drilling operations at its Rae Copper Project in Nunavut, Canada, aiming to expand high-grade sedimentary copper mineralisation along key fault zones.
Maxwell Dee
Maxwell Dee
23 Mar 2026
ASX Compliance has formally queried Reckon Limited regarding a late filing of a director interest notice, raising potential breaches of key listing rules. The company must respond swiftly to avoid trading disruptions.
Sophie Babbage
Sophie Babbage
20 Mar 2026
The Takeovers Panel has received a formal review application challenging its recent decision on Humm Group Limited, signaling potential further scrutiny of the corporate governance dispute.
Claire Turing
Claire Turing
20 Mar 2026
Klevo Rewards’ subsidiary Fly Wallet has gained multi-jurisdictional certification, paving the way for its corporate card programs across 18 international markets.
Claire Turing
Claire Turing
20 Mar 2026
Merino & Co. Limited has attributed the late lodgement of director interest notices to an administrative oversight and reaffirmed its compliance measures to meet ASX disclosure rules.
Victor Sage
Victor Sage
19 Mar 2026
ADX Energy has responded to ASX inquiries about recent unusual trading activity, confirming no undisclosed information but highlighting a recent placement settlement as a possible factor.
Maxwell Dee
Maxwell Dee
19 Mar 2026